ALPS Variable Investment Trust
Director/Board Member
President
Compliance Officer
Treasurer
ALPS Fund Services, Inc.
Investment ManagersFinance
ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO.
Corporate Officer/Principal
Corporate Officer/Principal
Comptroller/Controller/Auditor
General Counsel
ALPS ETF Trust
Director/Board Member
Treasurer
Compliance Officer
RIVERNORTH OPPORTUNITIES FUND, INC.
President
Compliance Officer
Treasurer
Bow River Asset Management LLC
Bow River Asset Management LLC
Investment ManagersFinance
Bow River Capital Management LLC (Bow River Capital) is a private equity firm founded in 2003 by Blair E. Richardson, Bruno Darré, and Eric B. Wolf. The firm is headquartered in Denver Colorado.
Private Equity Analyst
Corporate Officer/Principal
CLOUGH GLOBAL DIVIDEND AND INCOME FUND
Director/Board Member
Corporate Secretary
CLOUGH GLOBAL EQUITY FUND
Director/Board Member
Corporate Secretary
CLOUGH GLOBAL OPPORTUNITIES FUND
Director/Board Member
Corporate Secretary
LIBERTY ALL-STAR GROWTH FUND, INC.
Compliance Officer
Treasurer
LIBERTY ALL-STAR EQUITY FUND
Compliance Officer
Treasurer
Segall Bryant & Hamill Trust
Director/Board Member
Boettcher Foundation
Investment Trusts/Mutual FundsMiscellaneous
Boettcher Foundation is a privately endowed grantmaking organization headquartered in Denver, Colorado. Founded in 1937, the firm’s mission is to invest in the promise of Colorado and the potential of Coloradans. The Foundation has distributed grants in four areas: education, civic and cultural programs, community and social services, and hospital and health services.
Director/Board Member
IRI&ODMS Holdings LLC
Director/Board Member
National Western Stock Show
National Western Stock Show
Movies/EntertainmentConsumer Services
The National Western Stock Show is based in Denver, CO. Paul Andrews has been the CEO of the private company since 2010. The company’s description is “there’s no place like stock show.”
Director/Board Member
Prosci, Inc.
Packaged SoftwareTechnology Services
Prosci, Inc. provides change management training programs and tools. It offers tools for managing change, action-oriented framework, research reports, online applications, books, methodology, change management toolkits, hosted software applications and licensing services. It also provides training for change professionals, organizational roles, and onsite training. The company was founded by Jeffrey M. Hiatt in 1994 and is headquartered in Fort Collins, CO.
Director/Board Member
History Colorado
Director/Board Member
Rutledges, Inc.
Apparel/Footwear RetailRetail Trade
Rutledges, Inc. owns and operates women’s clothing stores. The company was founded in 1967 and is headquartered in Colorado Springs, CO
President
Kivu Consulting, Inc.
Information Technology ServicesTechnology Services
Kivu Consulting, Inc. engages in providing cyber security consulting services. It offers risk management & prevention, incident response & analysis, forensic research and advising services. The company is headquartered in San Francisco, CA.
Director/Board Member
SRH TOTAL RETURN FUND, INC.
Treasurer
Alpha Pension Group, Inc.
Alpha Pension Group, Inc.
Investment ManagersFinance
Part of Hockey Investments LP, Alpha Pension Group, Inc. is a company that provides investment advisory services. The company is based in Boston, MA. The company was founded in 2003 by Rich Cawthorne. Rich Cawthorne has been the CEO since 2003. Alpha Pension Group was acquired by HUB International Ltd. on January 13, 2021.
Comptroller/Controller/Auditor
Clough Funds Trust
Corporate Secretary
Washburn University School of Law
Graduate Degree
Wichita State University Foundation
Undergraduate Degree
Dawson Thomas, Inc.
Hospital/Nursing ManagementHealth Services
Dawson Thomas, Inc. provides home nursing services. It offers pediatric home-based private duty nursing (PDN), physical therapy, occupational therapy, speech therapy, and applied behavior analysis (ABA) therapy. The company was founded in 1979 and is headquartered in Englewood, CO.
Director/Board Member
ALPS ETF TRUST – ALERIAN MLP ETF
Director/Board Member
Urban Land Conservancy
Director/Board Member
Bow River Asset Management LLC/Private Credit/
Bow River Asset Management LLC/Private Credit/
Investment ManagersFinance
Bow River Asset Management LLC/Private Credit/ is a firm, a subsidiary of Bow River Asset Management LLC. Bow River Asset Management LLC/Private Credit/ is headquartered in.
Private Equity Investor
American National Bank & Trust (Texas)
American National Bank & Trust (Texas)
Investment ManagersFinance
Founded in 1976, American National Bank & Trust is an independent locally-owned bank located in Wichita Falls, Texas. The bank is a direct subsidiary of AmeriBancShares, of Delaware, Inc. Their ultimate parent is AmeriBancShares, Inc.
Director/Board Member
Financial Investors Trust
Director/Board Member
The University of Colorado
Director/Board Member
ALPS Holdings, Inc.
Investment ManagersFinance
ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm’s business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO.
Chief Tech/Sci/R&D Officer
ALPS Advisors, Inc.
Investment ManagersFinance
ALPS Advisors, Inc. (AAI) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded in 2006 and is a subsidiary of ALPS Holdings, Inc., ultimately held by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). AAI provides discretionary investment management services exclusively to registered investment companies.
Director of Research – Equity
University of Colorado Boulder
Undergraduate Degree
Habitat for Humanity of Metro Denver, Inc.
Habitat for Humanity of Metro Denver, Inc.
Services to the Health IndustryHealth Services
Habitat for Humanity of Metro Denver, Inc. operates as a non-profit organization which builds & sells homes and provides community housing services. It offers homeownership, home repair, neighborhood revitalization programs. The company was founded by Millard Fuller and Linda Fuller in 1979 and is headquartered in Denver, CO.
Director/Board Member
Bow River Capital Evergreen Private Markets Fund
Bow River Capital Evergreen Private Markets Fund
Investment Trusts/Mutual FundsMiscellaneous
Bow River Capital Evergreen Private Markets Fund is a closed-end management investment company, which engages in the business of generating long-term capital appreciation by investing in a portfolio of private equity investments. The firm is also involved in investing in the lower and middle market in four asset classes such as private credit, private equity, real estate, and software growth equity. The company was founded on April 21, 2020 and is headquartered in Denver, CO.
President
Monterey Institute of International Studies
Director/Board Member
The Neenan Co.
Real Estate DevelopmentFinance
The Neenan Co. provides real estate development services, architect and construction manager operating. The company focuses on health care, multi-family residential, educational, commercial, governmental and industrial projects. The company’s services include site selection, estimating, financing, design, construction labor and project review. The Neenan Co. was founded by David G. Neenan in 1966 and is headquartered in Fort Collins, CO.
Director/Board Member
Fisher College of Business
Corporate Officer/Principal
International University In Geneva
Chairman
Select Sector SPDR Trust
Director/Board Member
Fordham University
Other Consumer ServicesConsumer Services
Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY.
Corporate Officer/Principal
Southern Oregon University Foundation
Southern Oregon University Foundation
The Southern Oregon University Foundation is a company based in Ashland, OR.
Director/Board Member
ALPS ETF TRUST – ALPS REIT DIVIDEND DOGS ETF
Director/Board Member
Ross Real Estate Ltd.
Real Estate DevelopmentFinance
Ross Real Estate Ltd. provides real estate management services. The company was founded in 1988 and is headquartered in Denver, CO.
Corporate Officer/Principal
University of Colorado Hospital
Director/Board Member
Western Capital Partners Ltd.
Corporate Officer/Principal